| ROLE | INDUSTRY | CLIENT | COUNTERPARTY |
| Restructuring | Telecommunications |
USAdelphia Communications Corporation• Prepared expert witness testimony on behalf of certain Senior Lenders regarding the value of distributions under the Plan of Reorganization for this telecommunications and cable company during its Chapter 11 bankruptcy proceedings |
|
| Buyer Advisory | Technology |
USAdvanced Programs Inc. (API)• Financial Advisor, Placement Agent and Principal Investor in the management buyout of the API operating unit from DRS Technologies, a government security services entity creating custom-packaged computers and peripherals for the military |
USDRS Technologies Inc. |
| Seller Advisory | Airline & Transportation |
USATA Holdings Corp. (Chicago Express)• In a separate retention by the Debtors during ATA's Chapter 11 reorganization (while concurrently retained by ATA's creditors), Compass Advisers negotiated the sale of the assets of ATA's regional airline, Chicago Express Airlines Inc. |
USCSC Investment Group |
| Restructuring | Airline & Transportation |
USATA Holdings Corp. (Creditors)• Financial Advisor to the Official Committee of Unsecured Creditors during this airline's Chapter 11 reorganization |
|
| Buyer Advisory | Consumer Products |
GBBarclays Private Equity• Advised Barclays Private Equity in its €135 million acquisition of Italy-based Gemeaz Cusin and Scapa Italia, the food service businesses previously owned by Accor |
ITGemeaz Cusin & Scapa Italia (Accor, S.A.) |
| Buyer Advisory | Industrials |
GB/
|
ITN&W Global Vending SpA (Argan Capital & Merrill Lynch Global PE) |
| Restructuring | Energy |
USCalpine Corporation (HSBC)• Financial advisor to HSBC, the indenture trustee, during the Chapter 11 bankruptcy proceedings of this largest producer of geothermal energy in the U.S., including the preparation of expert witness testimony |
|
| Buyer Advisory | Consumer Products |
GBCandover Investments plc• Financial Advisor to this UK-based private equity firm on its €1.7 billion acquisition from Permira of a majority interest in Ferretti SpA, one of the world's leading manufacturers of high performance luxury motor yachts |
ITFerretti SpA (Permira) |
| Buyer Advisory | Consumer Products |
USCharmer Sunbelt Group• Financial Advisor to this leading beverage distributor regarding a merger transaction |
|
| Buyer Advisory | Consumer Products |
ILCoke Israel (CBC Group)• Financial Advisor to CBC Group, Israel's leading and largest Total Beverage Company, during its $80 million acquisition of a 95.6% stake in Türk Tuborg Bira ve Malt Sanayi A.S. from Carlsberg Group |
TRTürk Tuborg Bira ve Malt Sanayi A.S. (Carlsberg Group) |
| Buyer Advisory | Consumer Products |
ITConsilium Private Equity Fund• Financial Advisor to Italy-based Consilium Private Equity Fund in its acquisition of Barilla's ice cream and frozen foods unit, Gelit |
ITGelit SpA (Barilla SpA) |
| Strategic Advisory | Automotive |
USDelphi Corporation (PBGC)• Financial Advisor to the Pension Benefit Guaranty Corporation (PBGC), an agency of the U.S. government, in the bankruptcy proceedings of Delphi Corporation, the fifth largest bankruptcy in the history of the United States |
|
| Restructuring | Consumer Products |
USDiamond Brands• Financial Advisor to Official Committee of Unsecured Creditors of this diversified consumer products manufacturer during its Chapter 11 reorganization and sale of business operations |
|
| Buyer Advisory | Media |
DEM. DuMont Schauberg GmbH (DuMont)• Financial Advisor to this third-largest newspaper publisher in Germany in its €153 million acquisition of the German operations of UK-based newspaper publisher Mecom plc's German operations |
GB/
|
| Seller Advisory | Consumer Products |
ILEden Springs Ltd.• Financial Advisor to this family-owned Israeli water delivery company for its €680 million joint venture / sale agreement with French multi-national Groupe Danone |
FRGroupe Danone |
| Buyer Advisory | Consumer Products |
IL/
|
USFedders Corporation |
| Seller Advisory | Consumer Products |
GB/
|
GBHolmes Place Europe |
| Seller Advisory | Consumer Products |
GB/
|
GBPrivate Investors (David Turner & Allan Fisher) |
| Seller Advisory | Consumer Products |
GB/
|
NONorvestor Equity |
| Buyer Advisory | Consumer Products |
INFabindia Overseas Private Limited• Financial Advisor to this $200 million India-based artisan-made textile and home products retailer (owned partially by Wolfensohn & Company) in the acquisition of a 25% share in EAST, a mid to upmarket natural fiber garment retailer with an established niche in the UK fashion market and 70 stores and John Lewis concessions earning revenues in excess of £30 million |
GBEAST |
| Restructuring | Consumer Products |
USFleming Companies, Inc.• Financial Advisor to Official Committee of Unsecured Creditors of this national wholesale distributor of consumable goods during its Chapter 11 reorganization, including the preparation of expert witness testimony |
|
| Real Estate Advisory | Real Estate |
USGale International, LLC• Strategic advisor to this international real estate development and investment company in its agreement with The Changsha Municipal People's Government to develop approximately 7 sq km into a state-of-the-art ecological city in the Hunan Province of the People's Republic of China |
CNThe Changsha Municipal People's Government |
| Real Estate Advisory | Real Estate |
USHudson Pacific Properties• EdgeRock Realty Advisors, an affiliate of Compass, acted as Financial Advisor to this full-service, vertically integrated real estate company (NYSE: HPP), successfully raising $250.2 million in an initial public offering |
|
| Seller Advisory | Industrials |
GBIMI plc (Polypipe Group)• Financial Advisor to IMI in the £293 million sale of its leading plastic pipe and building service products manufacturer to an investment fund owned by New York-based private equity investment firm Castle Harlan Inc. |
USCastle Harlan Inc. |
| Seller Advisory | Media |
GB/
|
GBHelios Investment Partners |
| Buyer Advisory | Consumer Products |
BE/
|
RU/
|
| Buyer Advisory | Consumer Products |
USJ.W. Childs Associates, LP• Financial Advisor to J.W. Childs Associates in its acquisition of the Sunny Delight and Punica juice beverage companies from Procter & Gamble |
USSunny Delight and Punica (Procter & Gamble) |
| Restructuring | Consumer Products |
USKasper ASL, Ltd.• Financial Advisor to Official Committee of Equity Security Holders of this branded women's apparel company during its Chapter 11 reorganization and sale of the company |
|
| Seller Advisory | Consumer Products |
ITKlopman International SpA (BS Private Equity, IPEF III, & MPS Venture)• Financial Advisor to Italian private equity investors BS Private Equity, IPEF III, and MPS Venture for this leading European textile manufacturer (originally established by Burlington) in the €70 million sale of the company to India-based MW Unitexx |
INMW Unitexx S.A. |
| Restructuring | Retail |
USKmart Corporation (Wilmington Trust)• Financial Advisor to Wilmington Trust (the Indenture Trustee) and assisted in negotiating an improvement in their bondholders' recovery under the plan of reorganization during the Chapter 11 bankruptcy proceedings of this major retailer |
|
| Strategic Advisory | Energy |
RULUKOIL• Exclusive advisor to OAO LUKOIL's senior management in a strategic alliance between ConocoPhillips and LUKOIL, supported by the Russian and American governments |
USConocoPhillips Company |
| Buyer Advisory | Automotive |
INMahindra & Mahindra Ltd.• Provided strategic advice to this India-based industrial and automotive manufacturing conglomerate in the acquisition of leading Italian gear manufacturer, Metalcastello SpA |
ITMetalcastello SpA |
| Buyer Advisory | Media |
US/
|
DEBerliner Verlag |
| Capital Raise | Media |
GBMecom Group plc• Financial Advisor to this specialized media investment company related to two co-investment agreements with Och-Ziff, for fund contributions totaling $175 million |
USOch-Ziff Capital Management Group LLC |
| Buyer Advisory | Media |
ROMediaPro Management• Financial Advisor to this leading Romanian media and entertainment company in the closing of a mandatory offer for the entire issued and to be issued share capital of the AIM-listed distributor of Oscar award-winning films, Metrodome Group plc |
GBMetrodome Group plc |
| Restructuring | Industrials |
USMetallurg• Financial Advisor to this producer and seller of high quality metal alloys during its out-of-court restructuring |
|
| Buyer Advisory | Media |
GBMetrodome Group• Financial Advisor to this UK-based, AIM-listed distributor of Oscar award-winning films in its acquisition of and a separate investment in television distributor Target Entertainment Group, including Target's rights businesses, its distribution and consumer products teams, and its film and entertainment production labels, Target U.S. and Charles Finch's Pink Sands |
GBTarget Entertainment Group |
| Restructuring | Industrials |
USNational Equipment Services• Financial Advisor to the Ad Hoc Committee of Noteholders for this company that rents and sells specialty construction and industrial equipment during its Chapter 11 reorganization |
|
| Restructuring | Airline & Transportation |
USNavigator Gas Transport• Financial Advisor to this transporter of liquified gases, including preparation of expert witness testimony, during its Chapter 11 reorganization |
|
| Buyer Advisory | Telecommunications |
ILNICE Systems• Financial Advisor and Fairness Opinion to this Israeli telecommunications and security company for its $38.5 million acquisition of US-based Dictaphone's Communications Recording Systems business |
USDictaphone Corporation |
| Restructuring | Telecommunications |
USNortel Networks Inc. (PBGC)• Financial Advisor to the Pension Benefit Guaranty Corporation (PBGC), an agency of the U.S. government, regarding matters related to the Chapter 11 bankruptcy proceedings of North America's largest manufacturer of telephone equipment, as well as advising on matters related to Nortel's insolvency filings in Canada and the United Kingdom |
|
| Strategic Advisory | Finance & Business Services |
GBPensionsFirst Analytics LLP• Financial Advisor to this software and analytic solutions business serving the global defined benefits industry, negotiating a minority investment from and strategic alliance with State Street Corporation |
USState Street Corporation |
| Capital Raise | Finance & Business Services |
GBPensionsFirst Group LLP• Financial Advisor to this business offering capital markets solutions to help reduce pension risk exposures, raising a private capital investment from a sovereign wealth fund |
OMNot Disclosed |
| Strategic Advisory | Finance & Business Services |
GBPi Capital• Financial Advisor to Pi Capital for a strategic investment made by the Growth Equity Team of Bank of Scotland Corporate. No shares were sold by existing Pi shareholders |
SCOBank of Scotland Corporate |
| Restructuring | Industrials |
USPolymer Group Inc.• Financial Advisor to Official Committee of Unsecured Creditors of this manufacturer of nonwoven & oriented polyolefin products during its Chapter 11 reorganization, including the preparation of expert witness testimony |
|
| Restructuring | Consumer Products |
USPortrait Corporation of America (Bank of New York)• Financial Advisor to the Bank of New York, the indenture trustee of this portrait photography service provider during the final stages of its emergence from Chapter 11 reorganization, including preparation of expert witness testimony |
|
| Strategic Advisory | Real Estate |
USPritzker Family Trusts• Financial Advisor to the independent trustee for this family trust, whose assets include the Hyatt hotel chain |
|
| Restructuring | Telecommunications |
USRSL Communications• Financial Advisor to Official Committee of Unsecured Creditors of this telecommunications company during its Chapter 11 reorganization & sale of assets |
|
| Seller Advisory | Real Estate |
USThe Schonbraun McCann Group (SMG)• Financial Advisor to SMG in the $125 million sale of this national real estate and finance consulting firm to FTI Consulting Group |
USFTI Consulting Group |
| Strategic Advisory | Finance & Business Services |
USSCOR Group• Financial Advisor to SCOR in the recapitalization of this reinsurance company and the potential sale of assets |
|
| Seller Advisory | Consumer Products |
USSlatkin & Co.• Financial Advisor to this home fragrance and design company during the sale of its operations to The Limited Brands |
USLimited Brands, Inc. |
| Seller Advisory | Real Estate |
CNSuper Ocean Group• Financial Advisor to this real estate developer in the sale of a large, Shanghai-based residential/retail property |
|
| Real Estate Advisory | Real Estate |
USTanger Outlet Centers, Inc.• Financial Advisor to this REIT in connection with its two-stage, $774 million acquisition of Charter Oak's outlet center portfolio with, and then from, Blackstone Real Estate Advisors |
USCharter Oak Partners |
| Restructuring | Telecommunications |
US/
|
|
| Seller Advisory | Media |
NLTelegraaf Media Groep (SBS Broadcasting)• Co-Advisor to this publisher of the best-selling Dutch newspaper De Telegraaf, in the €430 million sale of its 20 percent stake in SBS Broadcasting to German TV broadcaster ProSiebenSat.1 Media AG |
DEProSiebenSat.1 Media AG |
| Seller Advisory | Media |
NLTelegraaf Media Groep (TMG Netherlands)• Financial Advisor to TMG in the sales of the majority of its Dutch titles, including Dutch editions of magazines Elegance, Residence, CosmoGirl! and Hitkrant to Amsterdam-based Pelican Magazines Hearst and the sale of Dutch title JAN magazine to Gruner+Jahr |
NL/
|
| Seller Advisory | Media |
NL/
|
UANot Disclosed |
| Seller Advisory | Media |
NL/
|
SELRF Media |
| Seller Advisory | Consumer Products |
USUltimate Juice Company (Zeigler's Apple Cider)• Financial Advisor to Ultimate Juice Company in its sale of family-owned M.H. Zeigler & Sons, LLC (Zeigler's Apple Cider) to Clearview Capital |
USClearview Capital |
| Capital Raise | Consumer Products |
USUltimate Juice Company [now Naked Juice] & North Castle Partners• Advised Ultimate Juice Company and North Castle Partners in a transaction for preferred stock financing from Valence Capital Management |
USValence Capital Management |
| Capital Raise | Energy |
GBVenture Production plc (North Sea Gas Partners)• Financial Advisor to this independent oil and gas production company in the creation of North Sea Gas Partners, a $300 million partnership formed with U.S. investors led by Arclight Capital, to acquire and develop "stranded' gas assets in the UK North Sea |
USArclight Capital |
| Capital Raise | Consumer Products |
GBWaterford Wedgwood plc• Advised this European luxury consumer products company on recapitalization alternatives |
USCorporate Partners II (Lazard Alternative Investments LLC) |
| Restructuring | Industrials |
USWeirton Steel Corporation (JPMorgan Chase)• Financial Advisor to JPMorgan Chase, the Indenture Trustee, during the Chapter 11 reorganization of this tin mill and sheet metal fabricator |
|
| Buyer Advisory | Media |
USWiegers Capital Management• Financial Advisor to Wiegers in its acquisition of Hart Publications (now Hart Energy Publishing, one of the world's largest publishers of diversified information products and trade publications for the energy industry) from VS&A Communication Partners during a management buyout |
USHart Publications (VS&A Communication Partners) |
| Restructuring | Telecommunications |
USWorldCom, Inc. (HSBC)• Financial Advisor to HSBC (the Indenture Trustee) during WorldCom's Chapter 11 bankruptcy proceedings, providing the analysis and arguments for an enhanced recovery |